Tag: Stifel
SRP Americas Awards 2024: Stifel nears US$3bn in structured product sales
North America | Industry
4h by SRP News
The broker-dealer with record US$496 billion client assets has won the Best Educational Initiative accolade at the SRP Americas Awards 2024.
US regulator fines broker-dealer for mis-selling structured notes
North America | Regulations & Legal
16 Oct 2024 by SRP News
Stifel ordered to pay US$14.2m in Finra arbitration over failure to supervise recommendations of structured note investments.
SRP Americas 2024: tactical balancing of portfolio exposure
International | Conferences
18 Sep 2024 by SRP News
Panellists at the SRP Americas 2024 Conference in New Orleans discussed portfolio allocation and capital protection with the long-term goal of preserving wealth.
People: SSPA elects new president, Stifel bolsters EQD team
International | People
06 Oct 2023 by SRP News
The Swiss Structured Products Association (SSPA) has appointed a seasoned executive from Vontobel as its new president; founder and MD at the German DDV joins the buy-side; UK structured products specialist firm adds to sales team; and more.
Latest: Stifel advisor faces investor claims over structured notes
International | Industry
24 Aug 2023 by SRP News
A veteran financial advisor with Stifel Nicolaus & Co. Inc. is facing several investor complains relating to the sale of structured notes.
People: Barclays global head of structuring exits
International | People
05 Feb 2021 by SRP News
Follow the latest industry moves as Barclays sees a senior structurer depart, Credit Suisse bolsters its QIS team, Optiver hires former Goldman Sachs trader, and more.
Product wrap: BBVA targets Irish investors with fund-linked note
International | Products
12 Apr 2019 by Marc Wolterink
This weeks wrap covers a selection of structured products with strike dates between April 7-13 2019.
