Regulations & Legal news

North America

US broker-dealer to recompense US$2m over XIV ETN sales

20 Nov 2024 by Summer Wang | Regulations & Legal

North America

Canada’s OCS records CA$34.2bn structured notes outstanding

13 Nov 2024 by Summer Wang | Regulations & Legal

Europe

Priips, Mifid revisited - in search of VfM

06 Nov 2024 by Tim Mortimer - FVC | Regulations & Legal

Europe

Eusipa: VfM paper addresses funding cost dilemma

31 Oct 2024 by Pablo Conde | Regulations & Legal

Europe

French regulator targets AMC sales

30 Oct 2024 by SRP News | Regulations & Legal

Asia Pacific

Chinese regulator tightens structured notes issuance

28 Oct 2024 by Jocelyn Yang | Regulations & Legal

Asia Pacific

MAS sets new approach for insurers issuing structured products

21 Oct 2024 by Jocelyn Yang | Regulations & Legal

North America

US regulator fines broker-dealer for mis-selling structured notes

16 Oct 2024 by SRP News | Regulations & Legal

Europe

Eusipa publishes its position on Value for Money

11 Oct 2024 by SRP News | Regulations & Legal