Tag: Retail investors

Esma: cost of EU retail structured products rising

Europe | Regulations & Legal

03 Jan 2024 by SRP News

The report shows that retail investors using structured products face higher entry point costs since 2021.

HSBC: inflation, higher rates driving demand for QIS

International | Indices

14 Sep 2023 by Pablo Conde

HSBC is one of the most active providers of custom indices to the structured products market across regions.

HK SFC approves more unlisted flow products in Q3

Asia Pacific | Regulations & Legal

19 Dec 2022 by Summer Wang

The Hong Kong regulator has released its quarterly report covering July to September.

FCA sets out retail investor disclosure framework, buy-side raise red flags

Europe | Regulations & Legal

13 Dec 2022 by SRP News

The UK regulator is seeking market feedback on a new regulatory framework to replace the Priips and Ucits rules.

UK gov moves to revoke Priips regime

Europe | Regulations & Legal

09 Dec 2022 by SRP News

The UK government has set out a collection of 30 regulatory reforms for financial services which include a new retail disclosure regime which will phase out Priips.

SRP in brief: growing up

International | Industry

30 May 2022 by Amélie Labbe

In the week that saw HSBC Private Banking’s Lavanya Chari become SRP Apac 2022’s personality of the year, we also saw an increase in M&A activity in the structured product space.

Spain Market Review October 2020: Santander launches first ESG retail bond

Europe | Market Reviews

30 Nov 2020 by Bilyana Yanakieva & Marc Wolterink

Thirty-one structured products were added to the SRP Spain database in October.

BNPP vehicle reports retail volume decline

Europe | Products

05 Oct 2020 by SRP News

The Luxembourg issuance vehicle of BNP Paribas Fortis has reported a sharp decline in volumes in the first half year of 2020.

AFM: banning turbos not first option but industry needs to start taking responsibility

Europe | Regulations & Legal

17 Mar 2020 by Marc Wolterink

The Dutch regulator believes it is time for the sector to come up with solutions to make it less risky for retail clients to invest in turbos.