Regulations & Legal news

Europe

UK regulator consults on post-Brexit Priips divergence

21 Jul 2021 by Pablo Conde | Regulations & Legal

North America

Ashurst: Libor replacement terms are not obvious

20 Jul 2021 by Lavanya Nair | Regulations & Legal

North America

UBS fined for VIX ETN mis-selling

19 Jul 2021 by SRP News | Regulations & Legal

Europe

AFM: we asked the industry first to come up with solutions

12 Jul 2021 by Marc Wolterink | Regulations & Legal

Europe

FSMA: KIDs often too technical, difficult to understand

06 Jul 2021 by SRP News | Regulations & Legal

Asia Pacific

SFC highlights new swap-based L&I structures

05 Jul 2021 by Summer Wang | Regulations & Legal

Asia Pacific

Australian watchdog sees 'risk of harm' in crypto ETPs

30 Jun 2021 by Summer Wang | Regulations & Legal

Europe

AFM announces turbo restrictions

30 Jun 2021 by Marc Wolterink | Regulations & Legal

Europe

FSMA bans 12 structured products, detects KID shortcomings

29 Jun 2021 by SRP News | Regulations & Legal