Regulations & Legal news

Europe

UK association spells out Libor challenges for structured note issuers

09 Jun 2021 by Pablo Conde | Regulations & Legal

Asia Pacific

China’s structured deposit issuance falls flat, lower returns expected

07 Jun 2021 by Summer Wang | Regulations & Legal

International

Latest: UK gov mulls Priips ‘successor’ regulation, extends Ucits KID exemption

03 Jun 2021 by SRP News | Regulations & Legal

Asia Pacific

Korea watchdog implements new guidelines as mis-selling debacle reverberates

01 Jun 2021 by Summer Wang | Regulations & Legal

Europe

UK regulators promote Sonia in structured products Libor shift

25 May 2021 by Pablo Conde | Regulations & Legal

Europe

DDV: plugging the structured products gap on new SFDR

18 May 2021 by Pablo Conde | Regulations & Legal

North America

SEC charges S&P DJI over VIX failures

18 May 2021 by Lavanya Nair | Regulations & Legal

International

SG Issuer reports drop in warrants issuance, goes to court over CLN

17 May 2021 by SRP News | Regulations & Legal

Europe

Esma report on retail products: interesting, but inaccurate

14 May 2021 by Tim Mortimer - FVC | Regulations & Legal