Regulations & Legal news

Europe

AFM consults on turbo restrictions

15 Dec 2020 by Marc Wolterink | Regulations & Legal

Asia Pacific

Bank of China fined over ‘crude oil treasure’ debacle

08 Dec 2020 by Summer Wang | Regulations & Legal

Europe

FSMA aims at ‘high costs’ in product governance memo

01 Dec 2020 by SRP News | Regulations & Legal

Asia Pacific

China: industry at a crossroads as issuance plunges

25 Nov 2020 by Summer Wang | Regulations & Legal

Asia Pacific

Guangfa Bank eyes commodity deposits amid overall scale down

24 Nov 2020 by Summer Wang | Regulations & Legal

North America

US watchdog issues fresh warnings to broker-dealers on vol ETPs

24 Nov 2020 by Lavanya Nair | Regulations & Legal

North America

Libor transition: has credit sensitivity lost its value?

17 Nov 2020 by Lavanya Nair | Regulations & Legal

North America

US watchdog slaps charges on advisory firms after ETP sales probe

16 Nov 2020 by Lavanya Nair | Regulations & Legal

North America

US watchdog reviews investor protection framework

02 Nov 2020 by Lavanya Nair | Regulations & Legal