Regulations & Legal news

Europe

Mondriaan granted AFM licence, ponders second fund

21 Oct 2020 by Marc Wolterink | Regulations & Legal

Asia Pacific

China’s small-medium banks meet structured deposits first-stage downsizing requirements

16 Oct 2020 by Summer Wang | Regulations & Legal

Asia Pacific

Dual currency plays in question as China structured deposit regulation takes its toll

15 Oct 2020 by Summer Wang | Regulations & Legal

Asia Pacific

HK SAR regulator outlines guidance on e-documentation for unlisted products

05 Oct 2020 by Summer Wang & Pablo Conde | Regulations & Legal

North America

New US DoL rules draws ire of indexed annuity providers

24 Sep 2020 by Lavanya Nair & Pablo Conde | Regulations & Legal

Asia Pacific

HK think tank calls for listed structured products to boost A-shares market

24 Sep 2020 by Summer Wang & Pablo Conde | Regulations & Legal

North America

US ‘accredited investor’ amendment to expand product reach

03 Sep 2020 by Lavanya Nair & Pablo Conde | Regulations & Legal

Europe

What happened with the Priips 2020 review?

02 Sep 2020 by Tim Mortimer - FVC | Regulations & Legal

Europe

Swedish regulator sounds alarm on advice as it suspends provider

27 Aug 2020 by Pablo Conde | Regulations & Legal