Regulations & Legal news

Europe

Efama: Priips regime in limbo

24 Aug 2020 by Pablo Conde | Regulations & Legal

North America

Watchdog pushes for investor education as annuity sales drop

07 Aug 2020 by Lavanya Nair & Amélie Labbe | Regulations & Legal

Asia Pacific

South Korea imposes new restrictions on structured products

03 Aug 2020 by Summer Wang & Pablo Conde | Regulations & Legal

International

Speedbumps ahead for Libor transition: is SOFR fit for purpose?

28 Jul 2020 by Lavanya Nair | Regulations & Legal

North America

US pension fund takes Allianz to court for structured fund trading breaches

23 Jul 2020 by Lavanya Nair & Pablo Conde | Regulations & Legal

Asia Pacific

Philippines regulator releases new hedging/brokerage guidelines

23 Jul 2020 by Summer Wang & Pablo Conde | Regulations & Legal

Europe

Priips simplified SRI can hide the true picture of risk

22 Jul 2020 by Tim Mortimer - FVC | Regulations & Legal

Europe

EU regulators fail to agree on Priips RTS review

21 Jul 2020 by Pablo Conde | Regulations & Legal

Europe

FinSA: new requirements for foreign players in Switzerland

17 Jul 2020 by Pablo Conde | Regulations & Legal