Tag: UBS
UBS appoints Apac GWM capital markets co-heads
Asia Pacific | People
02 Sep 2021 by SRP News
The Swiss bank continues to deepen its global wealth management and investment banking collaboration.
SRP in brief: new and improved
International | Industry
23 Aug 2021 by Amélie Labbe
The focus has very much been on index innovation in the past week or so, with HSBC, UBS and Deutsche Bank all making headlines.
UBS: investors have started to question the 60/40 paradigm
International | Features
17 Aug 2021 by Pablo Conde
In the second part of this article, Spyros Mesomeris (pictured), global head QIS structuring at UBS, talks about the revival of QIS as an alternative to address the shortcomings of the 60/40 approach, and the need to offer tailored solutions to attract new clients.
Latest: RBC debuts ESG GIC
International | Industry
09 Aug 2021 by SRP News
Royal Bank of Canada (RBC) has issued its first ESG-linked guaranteed investment certificate (GIC).
Hong Kong regulator fines UBS for structured notes mis-selling
Asia Pacific | Regulations & Legal
03 Aug 2021 by Summer Wang
The Securities and Futures Commission (SFC) has fined UBS AG and UBS Securities Asia HK$9.8m (US$1.3m) and HK$1.75m, respectively, over various regulatory breaches including the mis-selling of 12 structured notes to 15 clients.
SRP in brief: ahead of the crowd
International | Industry
02 Aug 2021 by Amélie Labbe
Switzerland is once again is at the forefront of innovation, while some exclusive news out of Asia was revealed.
Exclusive: UBS appoints head of Apac structured sales
Asia Pacific | People
27 Jul 2021 by Summer Wang
The Swiss bank has promoted a senior equity distribution banker in its Apac structured sales.
UBS fined for VIX ETN mis-selling
North America | Regulations & Legal
19 Jul 2021 by SRP News
The Swiss bank has settled charges related to investments in a ‘complex’ exchange-traded product (ETP).
People: GS head of global sales strats & structuring takes top AFME role
International | People
30 Jun 2021 by SRP News
The Association for Financial Markets in Europe (AFME) has announced that Thalia Chryssikou, head of global sales strats & structuring at Goldman Sachs, has been appointed as chair of the board.