Tag: OTC
SRP China Awards: Shenwan Hongyuan capitalises on market transition
Asia Pacific | Industry
22 Apr 2022 by Summer Wang
The securities house has won the Rising Star accolade at the SRP China Award 2021 on the back of a tier-1 OTC option licence received in 2021, which boosted its structured product business.
Latest: Simon secures US$100m in Series B funding
International | Industry
26 Jul 2021 by SRP News
US multi-dealer platform Simon Markets has closed the first leg of a strategic financing round of up to US$100m of growth capital.
Underlying issues: OCC v OTC
North America | Indices
23 Jun 2021 by SRP News
Cboe Global Markets and the VIX Index are a well-known duo, but the US exchange’s index services business has found its niche as a specialist provider in the domestic structured ETFs space.
Dutch appetite for turbos and notes remains low, AFM
Europe | Products
13 May 2021 by SRP News
Investors in the Netherlands prefer investment funds and equities over ETFs, leverage products and notes, according to a study conducted on behalf of the regulator.
Germany: main distribution outlets stay strong despite headwinds
Europe | Industry
03 Dec 2019 by Pablo Conde and Suzanna Moni
In the second of a three part series covering the most recent developments in the German market, SRP looks at the main distributors, the market trends, and what the main players expect in the short-term.
German market enters consolidation phase
Europe | Features
02 Dec 2019 by Pablo Conde & Suzanna Moni
As the German industry comes to terms with the retreat of Deutsche Bank and Commerzbank from the domestic marketplace, SRP looks at the competitive landscape in the primary issuance market.
US watchdog increases investor protection, issuer transparency
North America | Regulations & Legal
03 Oct 2019 by SRP News
The US regulator has introduced new requirements to increase availability of issuer information and modernise the rule governing quotations for over-the-counter (OTC) securities.
SG increases focus on structured products, reshuffles flow activities
International | Industry
10 Apr 2019 by Pablo Conde
The French bank launches a two-fold reorganisation to ensure ‘profitable and sustainable growth’
RJO: a Linkedin request that ended up in the launch an OTC structured products desk
North America | Features
07 Feb 2019 by Pablo Conde
SRP interviews Melisa Culbertson, R.J. O’Brien financial executive director and senior vice president, OTC Structured Products, about the new business and how it complements its existing options and futures offering
