Regulations & Legal news

Europe

AFM fines BinckBank for infringement product governance rules

08 Jun 2023 by SRP News | Regulations & Legal

Europe

EU associations sound alarm on new EU retail investment rules

07 Jun 2023 by SRP News | Regulations & Legal

International

Iosco tough cop on the beat, seeks answers on cryptos

23 May 2023 by SRP News | Regulations & Legal

Asia Pacific

Asic calls issuers to improve design, distribution obligations

17 May 2023 by SRP News | Regulations & Legal

North America

Litigation: US class action alleges Barclays misled investors into unregistered ETNs

20 Apr 2023 by SRP News | Regulations & Legal

North America

Litigation: NY court dismisses leverage ETN case against Credit Suisse

19 Apr 2023 by SRP News | Regulations & Legal

North America

Litigation: FIA lawsuit spotlights prop index backtesting flaws

18 Apr 2023 by SRP News | Regulations & Legal

Europe

European regulator sets out compliance standards for internal risk models

30 Mar 2023 by SRP News | Regulations & Legal

Europe

SRP Europe 2023: Priips, the political hot potato

23 Mar 2023 by SRP News | Regulations & Legal