Regulations & Legal news

North America

US regulators eye ESG disclosure standards amid rising interest

03 Feb 2022 by Lavanya Nair | Regulations & Legal

International

Regulators aim at high-risk products and naming conventions

25 Jan 2022 by SRP News | Regulations & Legal

North America

Complaint alleges CS ‘reckless disregard’ in leveraged ETN delisting

24 Jan 2022 by Lavanya Nair | Regulations & Legal

North America

Libor: regulators putting pressure on banks to transition ‘immediately’

11 Jan 2022 by Lavanya Nair | Regulations & Legal

Europe

Mifid 2: Esma sets out appropriateness, execution-only requirements for investor protection

11 Jan 2022 by SRP News | Regulations & Legal

Europe

‘Quick fixes’ for Priips and Ucits get green light

25 Nov 2021 by SRP News | Regulations & Legal

North America

Fiduciary standards for indexed annuity sales raise concerns

16 Nov 2021 by Lavanya Nair | Regulations & Legal

North America

SEC slaps enforcement action on oil ETP for negligence, no investor loss

12 Nov 2021 by Lavanya Nair | Regulations & Legal

Europe

EBA sets out alternative standardised approach for market, counterparty risk

27 Oct 2021 by Pablo Conde | Regulations & Legal