Asia Pacific continues to lead the way appointment wise. Elsewhere, the US regulator issues a fine and the European industry calls out sales process restrictions.
In this week’s wrap we look at a selection of structured products with strike dates between 18-24 June 2023.
The new Interest Rate Vaults and innovative tranching mechanism are aimed at investors seeking tailored structured financial products linked to digital assets, ‘offering predictable and diversified returns’ to cater for different risk profiles.
Schwab self-reported the issues with disclosures related to exchange-traded notes, which occurred from January 2016 to December 2020, to Finra.
The new index has been designed to provide exposure to eurozone-based companies committed to strong social policies and supported by data and risk ratings from Sustainalytics.
The UK-based firm is targeting asset owners seeking to offer innovation through structured solutions to retail, wealth and institutional investors.
Regulators step in Japan and the US, while Austria and South Africa see renewed demand for structured products.
The crypto ETP market saw significant outflows in 2022 and several products delisted due to low investor demand.
In this week's roundup, we cover appointments and new hires at SG, Leonteq, Nomura, TD Securities and Cboe.