Regulations & Legal news

Asia Pacific

India regulator proposes new high-risk asset class

18 Jul 2024 by Jocelyn Yang | Regulations & Legal

Europe

SRP France 2024: concerns remain as RIS looms

12 Jul 2024 by SRP News | Regulations & Legal

North America

US regulator sets out Rila disclosure, advertising rules

02 Jul 2024 by Summer Wang | Regulations & Legal

Asia Pacific

India bans advertising of ULIPs as ‘investment products’

01 Jul 2024 by Summer Wang | Regulations & Legal

Europe

FSMA advocates value for money, structured products become simpler

25 Jun 2024 by SRP News | Regulations & Legal

Europe

Eusipa: additional RIS disclosure, reporting obligations will hit end-investors

25 Jun 2024 by Pablo Conde | Regulations & Legal

Asia Pacific

T+1 settlement: HK structured notes issuers stick to T+2, accumulators' legacy dividend issue drags on

17 Jun 2024 by Jocelyn Yang | Regulations & Legal

Europe

EU Council ditches ban on inducements, introduces 'value for money' rule

13 Jun 2024 by SRP News | Regulations & Legal

Asia Pacific

Philippines regulator amends derivatives rules

13 Jun 2024 by Jocelyn Yang | Regulations & Legal