Regulations & Legal news

Europe

Crackdown on investment products greenwashing continues

06 Jun 2024 by SRP News | Regulations & Legal

Asia Pacific

SK regulator sets out HSCEI ELS compensation ratio to cover damages

14 May 2024 by Jocelyn Yang | Regulations & Legal

Europe

European regulators review Ucits-eligible assets, crypto standards

13 May 2024 by SRP News | Regulations & Legal

Asia Pacific

JPM: HKEX structured product proposal could boost market efficiency

07 May 2024 by Jocelyn Yang | Regulations & Legal

North America

US fiduciary rule out, fixed indexed annuities covered

25 Apr 2024 by Summer Wang | Regulations & Legal

Asia Pacific

HK regulators slam due diligence flaws in structured product sales

22 Apr 2024 by Jocelyn Yang | Regulations & Legal

Asia Pacific

Korean watchdog slams sellers of HSCEI-linked ELS and sets up compensation plan

11 Mar 2024 by Jocelyn Yang | Regulations & Legal

Asia Pacific

Korea court clears Hana Bank chair for mis-selling DLF penalty

06 Mar 2024 by Jocelyn Yang | Regulations & Legal

North America

Barclays’ structured notes over-issuance reverberates

27 Feb 2024 by SRP News | Regulations & Legal