Regulations & Legal news

Europe

FCA consumer duty puts manufacturers under the microscope

26 Jan 2023 by Sybil Yorke | Regulations & Legal

Europe

Esma: cost of retail investment products continues decline

23 Jan 2023 by SRP News | Regulations & Legal

Europe

EU commission ban plan comes under fire

17 Jan 2023 by SRP News | Regulations & Legal

Asia Pacific

China proposes tightened rules on structured notes

17 Jan 2023 by Summer Wang | Regulations & Legal

Asia Pacific

Korea regulator calls for risk control as HSCEI losses bite

10 Jan 2023 by Summer Wang | Regulations & Legal

Asia Pacific

HK SFC approves more unlisted flow products in Q3

19 Dec 2022 by Summer Wang | Regulations & Legal

Asia Pacific

Korea Supreme Court revokes DLF sanctions on Woori Bank chair

15 Dec 2022 by Summer Wang | Regulations & Legal

Asia Pacific

India green lights structured products overseas

14 Dec 2022 by Summer Wang | Regulations & Legal

Europe

FCA sets out retail investor disclosure framework, buy-side raise red flags

13 Dec 2022 by SRP News | Regulations & Legal