Regulations & Legal news

North America

US regulation: 10 years on after the GFC

28 Sep 2021 by Lavanya Nair | Regulations & Legal

International

Latest: UK watchdog to halve number of investors in ‘high risk’ products by 2025

17 Sep 2021 by SRP News | Regulations & Legal

North America

Capital gains: new US taxation to benefit structured products

16 Sep 2021 by Lavanya Nair | Regulations & Legal

Europe

Eusipa calls for ‘sufficient time’ to implement Priips RTS, align Ucits

10 Sep 2021 by Pablo Conde | Regulations & Legal

Middle East & Africa

Mauritius regulator lifts foreign restrictions on structured investment-linked insurance products

07 Sep 2021 by SRP News | Regulations & Legal

Asia Pacific

Korean court clears Woori chief over DLF sanction

06 Sep 2021 by Summer Wang | Regulations & Legal

North America

US DoJ probes Allianz funds

13 Aug 2021 by Lavanya Nair | Regulations & Legal

North America

US annuity group pushes for Rila registration reform

11 Aug 2021 by Lavanya Nair | Regulations & Legal

Asia Pacific

Hong Kong regulator fines UBS for structured notes mis-selling

03 Aug 2021 by Summer Wang | Regulations & Legal