Regulations & Legal news

North America

US regulator orders JPM Securities to pay settlement fee

04 Mar 2021 by Lavanya Nair | Regulations & Legal

International

Isda fallbacks: structured notes have a complicated problem to address

03 Mar 2021 by Marc Wolterink | Regulations & Legal

Europe

SRP Europe 2021: finding the link between SFDR and structured products

02 Mar 2021 by Lavanya Nair | Regulations & Legal

Asia Pacific

Indian regulator to introduce ‘accredited investors’ to support structured products

01 Mar 2021 by Summer Wang | Regulations & Legal

International

Range accruals: post fallbacks outcome not acceptable

25 Feb 2021 by Marc Wolterink | Regulations & Legal

Europe

Eusipa calls for exemption from new Priips RTS

24 Feb 2021 by Pablo Conde | Regulations & Legal

Asia Pacific

SK DLS market drops after mis-selling scandal

16 Feb 2021 by Summer Wang | Regulations & Legal

North America

US structured note unscathed by banned Chinese stocks

12 Feb 2021 by Lavanya Nair | Regulations & Legal

Europe

Nedsipa questions AFM product intervention measures

09 Feb 2021 by Marc Wolterink | Regulations & Legal