Insights by Tag:

AFM

Market
SRP in brief: lucky numbers

12 Jun 2023

SRP in brief: lucky numbers

This week sees trade associations sounding the alarm on new EU retail investment rules, while we learn why the number six has a special connotation of good fortune in Cantonese.

Regulation
AFM fines BinckBank for infringement product governance rules

08 Jun 2023

AFM fines BinckBank for infringement product governance rules

The Dutch regulator fines online turbo provider for not complying with EU product governance requirements.

Market
SRP in brief: finally coming home

12 Jul 2021

SRP in brief: finally coming home

As the UK licks its Euro 2020 football (soccer) wounds, the structured product market goes from strength to strength on the back of investor interest shifting to these products.

Products
Dutch appetite for turbos and notes remains low, AFM

13 May 2021

Dutch appetite for turbos and notes remains low, AFM

Investors in the Netherlands prefer investment funds and equities over ETFs, leverage products and notes, according to a study conducted on behalf of the regulator.

Market
SRP in brief: new beginnings

15 Feb 2021

SRP in brief: new beginnings

The Dutch structured investment product association calls out the regulator over the treatment of turbos, while Investec calls it a day in the UK.

Regulation
Nedsipa questions AFM product intervention measures

09 Feb 2021

Nedsipa questions AFM product intervention measures

The Dutch trade association argues the proposed measures will cause significant problems for retail investors on Euronext.

Market Reviews
The Netherlands Market Review, November 2020: China in demand, AFM consults on turbos

07 Jan 2021

The Netherlands Market Review, November 2020: China in demand, AFM consults on turbos

Twelve primary market products had a strike date in November in the Netherlands.

Market Reviews
The Netherlands Market Review, October 2020: AFM publishes feedback on benchmark exposures

01 Dec 2020

The Netherlands Market Review, October 2020: AFM publishes feedback on benchmark exposures

Thirteen primary market products had a strike date in October in the Netherlands.

Products
Mondriaan granted AFM licence, ponders second fund

21 Oct 2020

Mondriaan granted AFM licence, ponders second fund

The Dutch fund of structured products obtained a licence under the alternative investment fund managers directive (AIFMD) as it looks to grow further.

Market Reviews
NL Market Review, February 2020: Kempen debuts SD3E Index in public offerings

25 Mar 2020

NL Market Review, February 2020: Kempen debuts SD3E Index in public offerings

Sixteen tranche products had strike dates in the Netherlands in February 2020.

Products
Feature: Light at the end of the tunnel

09 Mar 2020

Feature: Light at the end of the tunnel

Dutch market participants give their view on the state of the structured products market in the Netherlands as private placements and funds drive new activity.

People
People: LSE-backed fintech hires former HSBC MTN, structured note lead

18 Oct 2019

People: LSE-backed fintech hires former HSBC MTN, structured note lead

Nivaura, the London-based regulated fintech startup backed by the London Stock Exchange Group behind the infrastructure of structured products platform Resonance X, has hired senior banker Chris Jones from HSBC.