2 October 2025
SRP Americas 2025: opening the door for innovation
US regulators are pinpointing the increasing degree of complexity in product spaces adjacent to structured products.
Most Read
26 Sep 2025
UK regulator proposes new standards for crypto firms
FCA is also preparing to lift its ban on retail investment in cryptocurrency exchange-traded notes (ETNs).
24 Sep 2025
Yuanta Securities fined by Taiwan regulator over dishonest ELN sales
The alleged salesperson obtained the funds from customers under the guise of buying equity-linked notes (ELN), the regulator says.
18 Sep 2025
SEC streamlines digital asset ETP listings, but not without dissent
The regulators approval was met with criticism from within its own ranks.
10 Sep 2025
Korean banks eye resumption of ELS sales under new measure, timing remains unclear
The rollout of the regulatory update regarding banks' sales of ELS may be delayed from September towards the year-end.
04 Sep 2025
Indian regulator tightens rules on intraday position limits in index options
In a move to bolster market integrity and risk management in the...
04 Aug 2025
Marex completes registration for US structured notes as WKSI
The non-bank provider of structured products has become a well-known...
29 Jul 2025
Esma Ucits reform heightens due diligence on ‘complex’ structured products
Asset managers will be required to undertake strict due diligence to...
22 Jul 2025
US regulation: uncertain tax policies, potential tariff impacts and evolving bank rules
The latest industry webinar on the US structured investment product...
17 Jul 2025
Update: Swiss association introduces label for trackers on non-tradable assets
Issuers must prominently label tracker certificates linked to non-tradable underlyings.
14 Jul 2025
Korean regulator bolsters investor protection amid ELS mis-selling scandal
The increased investor assessment and the change in product description order for high-difficulty financial investment products are among regulator’s targets.
11 Jul 2025
SEC provides further clarity on crypto ETPs
The latest guidance covers a range of disclosures included in registration statements of crypto asset exchange-traded products (ETPs).
10 Jul 2025
Eusipa wants structured products under SIA, Finance Europe umbrella
The European association believes structured products can encourage both long-term saving and targeted capital allocation.