8 April 2025
Eusipa highlights role of taxation on investment behaviour, market participation
The European industry is increasing its focus on the impact of national taxation regimes on investment flows.
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03 Apr 2025
France: more than 99% of products deliver value, according to regulators
The report launched by the AMF and ACPR is the result of a working group launched in 2024 to map the domestic structured products market following strong market growth between 2021 and 2023.
31 Mar 2025
SRP Europe 2025: creating a comprehensive cost disclosure framework
Panellists at this session discussed cost disclosure, best practices and current challenges to meet the new requirements under the UK regulator’s new CCI regime.
24 Mar 2025
Barclays beats two class actions over ETN issuance blunder
A US federal court has dismissed two lawsuits against Barclays for its unlawful issuances at US$17.7 billion in a final ruling.
17 Mar 2025
BNY Mellon sued for trustee role in Barclays’ over-issuance
The trustee has been taken to court for its alleged ‘severe negligence’ in Barclays’ over-issuance of US exchange-traded notes (ETNs) worth US$17.7 billion.
05 Mar 2025
Value for Money testing in the EU
We have a closer look at one of the key regulatory requirements to be...
26 Feb 2025
Korean banks face ELS sales restrictions as regulator tightens distribution rules
The new measures will limit the number of bank branches that are...
20 Feb 2025
Esma releases new guidelines on product supplements
The European regulator is seeking feedback from the industry to...
18 Feb 2025
New US class action targets Credit Suisse XIV notes
The products at the centre of a subclass suit over market manipulation...
13 Feb 2025
Esma sets out new rules on benchmarks
The proposed new rules are expected to be negotiated among the European institutions throughout 2025.
11 Feb 2025
UKSPA: concerns around complexity in determining risk under CCI regime
The FCA consultation on the Consumer Composite Investments Regime released by the UK regulator just before the holidays will supersede disclosure requirements under the European Priips and Ucits regimes.
05 Feb 2025
Fidelity hit with Finra claim over US$11.1m ETN loss
The exchange-traded note (ETN) issued by Credit Suisse has caused a loss of US$11.1m after being ‘inappropriately’ recommended by an advisor on the Fidelity brokerage platform.
04 Feb 2025
South Korean regulator slams ELS' sales practices
Claims of mis-selling remain as FSS lambasts distributors for lack of suitability and appropriateness checks.