Insights by Tag:

Retail investors

Regulation
Esma: cost of EU retail structured products rising

03 Jan 2024

Esma: cost of EU retail structured products rising

The report shows that retail investors using structured products face higher entry point costs since 2021.

Products
HSBC: inflation, higher rates driving demand for QIS

14 Sep 2023

HSBC: inflation, higher rates driving demand for QIS

HSBC is one of the most active providers of custom indices to the structured products market across regions.

Regulation
HK SFC approves more unlisted flow products in Q3

19 Dec 2022

HK SFC approves more unlisted flow products in Q3

The Hong Kong regulator has released its quarterly report covering July to September.

Regulation
FCA sets out retail investor disclosure framework, buy-side raise red flags

13 Dec 2022

FCA sets out retail investor disclosure framework, buy-side raise red flags

The UK regulator is seeking market feedback on a new regulatory framework to replace the Priips and Ucits rules.

Regulation
UK gov moves to revoke Priips regime

09 Dec 2022

UK gov moves to revoke Priips regime

The UK government has set out a collection of 30 regulatory reforms for financial services which include a new retail disclosure regime which will phase out Priips.

Market
SRP in brief: growing up

30 May 2022

SRP in brief: growing up

In the week that saw HSBC Private Banking’s Lavanya Chari become SRP Apac 2022’s personality of the year, we also saw an increase in M&A activity in the structured product space.

Market Reviews
Spain Market Review October 2020: Santander launches first ESG retail bond

30 Nov 2020

Spain Market Review October 2020: Santander launches first ESG retail bond

Thirty-one structured products were added to the SRP Spain database in October.

Products
BNPP vehicle reports retail volume decline

05 Oct 2020

BNPP vehicle reports retail volume decline

The Luxembourg issuance vehicle of BNP Paribas Fortis has reported a sharp decline in volumes in the first half year of 2020.

Regulation
AFM: banning turbos not first option but industry needs to start taking responsibility

17 Mar 2020

AFM: banning turbos not first option but industry needs to start taking responsibility

The Dutch regulator believes it is time for the sector to come up with solutions to make it less risky for retail clients to invest in turbos.

Regulation
AFM: 68% of retail investors lose money when trading turbos

04 Mar 2020

AFM: 68% of retail investors lose money when trading turbos

Research from the Dutch regulator shows that the average loss per client is more than €2,600 when trading in turbos.

Regulation
SK investors brace for losses as misselling allegations rock banks

19 Aug 2019

SK investors brace for losses as misselling allegations rock banks

South Korea’s financial regulator has announced plans to investigate local banks that sold rate-linked products – those tracking German 10-year bond yield, UK and US dollar swap rates. The banks have come under fire for misselling the ‘high-risk’ products.

Products
VSE releases new leverage indices in response to international demand

03 May 2019

VSE releases new leverage indices in response to international demand

The Vienna Stock Exchange (Wiener Boerse - VSE) has expanded its existing range of indices with the launch of two new leverage indices on the Austrian ATX Index.