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OTC

Market
SRP China Awards: Shenwan Hongyuan capitalises on market transition

22 Apr 2022

SRP China Awards: Shenwan Hongyuan capitalises on market transition

The securities house has won the Rising Star accolade at the SRP China Award 2021 on the back of a tier-1 OTC option licence received in 2021, which boosted its structured product business.

Market
Latest: Simon secures US$100m in Series B funding

26 Jul 2021

Latest: Simon secures US$100m in Series B funding

US multi-dealer platform Simon Markets has closed the first leg of a strategic financing round of up to US$100m of growth capital.

Products
Underlying issues: OCC v OTC

23 Jun 2021

Underlying issues: OCC v OTC

Cboe Global Markets and the VIX Index are a well-known duo, but the US exchange’s index services business has found its niche as a specialist provider in the domestic structured ETFs space.

Products
Dutch appetite for turbos and notes remains low, AFM

13 May 2021

Dutch appetite for turbos and notes remains low, AFM

Investors in the Netherlands prefer investment funds and equities over ETFs, leverage products and notes, according to a study conducted on behalf of the regulator.

Market
Germany: main distribution outlets stay strong despite headwinds

03 Dec 2019

Germany: main distribution outlets stay strong despite headwinds

In the second of a three part series covering the most recent developments in the German market, SRP looks at the main distributors, the market trends, and what the main players expect in the short-term.

Products
German market enters consolidation phase

02 Dec 2019

German market enters consolidation phase

As the German industry comes to terms with the retreat of Deutsche Bank and Commerzbank from the domestic marketplace, SRP looks at the competitive landscape in the primary issuance market.

Regulation
US watchdog increases investor protection, issuer transparency

03 Oct 2019

US watchdog increases investor protection, issuer transparency

The US regulator has introduced new requirements to increase availability of issuer information and modernise the rule governing quotations for over-the-counter (OTC) securities.

Market
SG increases focus on structured products, reshuffles flow activities

10 Apr 2019

SG increases focus on structured products, reshuffles flow activities

The French bank launches a two-fold reorganisation to ensure ‘profitable and sustainable growth’

Products
RJO: a Linkedin request that ended up in the launch an OTC structured products desk

07 Feb 2019

RJO: a Linkedin request that ended up in the launch an OTC structured products desk

SRP interviews Melisa Culbertson, R.J. O’Brien financial executive director and senior vice president, OTC Structured Products, about the new business and how it complements its existing options and futures offering

Market Reviews
Singapore Market Review - Q4 2018

31 Jan 2019

Singapore Market Review - Q4 2018

A total of 106 structured products were added to the SRP Singapore database between October and December 2018.

Products
US futures brokerage launches OTC agricultural structured products group

08 Jan 2019

US futures brokerage launches OTC agricultural structured products group

Customised bilateral OTC products to be offered via proprietary software platform

Products
Caceis spells out benefits of middle office outsourcing

30 Nov 2018

Caceis spells out benefits of middle office outsourcing

Back-office outsourcing has become a mature market, whereas middle-office outsourcing is still a growing sector with many companies not yet fully aware of its benefits, according to Caceis, Credit Agricole’s asset-servicing bank providing execution, clearing, custody, depositary and fund administration services.