Tag: UK FCA
Socius: leveraging structuring to build retirement portfolios
Europe | Technology
21 Mar 2024 by Pablo Conde
UK fintech provider Socius Technologies offers three products: a structured product administration platform that digitises paper-based processes, an account management system that allows product providers to provide personalised strategies, and a quantitative framework called SPERO to evaluate savings and retirement income strategies.
SRP in brief: the next chapter
International | Industry
04 Dec 2023 by Amélie Labbe
News shows no signs of slowing down as HSBC launches a new multi-asset index offering and Halo and First Abu Dhabi Bank collaborate on structured notes.
UK regulator sets out SDR, ESG labelling regime for investment products
Europe | Regulations & Legal
28 Nov 2023 by SRP News
The new package of measures, including a consumer-focussed labelling regime, is aimed at establishing the UK as competitive centre for asset management and sustainable investment.
FCA SDR consumer labels: implications for advisers using ESG structured products
Europe | Regulations & Legal
28 Sep 2023 by Alexandra Mortimer, FVC
In October 2022, the Financial Conduct Authority in the UK (FCA) released its consultation paper on Sustainability Disclosure Requirements (SDRs) and sustainable investment labels.
UK Market Review, April 2023: Tempo debuts deposit plans
Europe | Market Reviews
30 May 2023 by Velina Bulanova
Forty-seven structured products were launched in the UK in April – down by almost a quarter compared to the same month last year.
People: Nomura elevates EQD heavyweight
International | People
31 Mar 2023 by SRP News
Nomura Holdings (Nomura) has appointed Simon Yates as global head of equities at Nomura Securities International (NSI), based in New York.
UK WM association sets out Priips plan
Europe | Regulations & Legal
15 Mar 2023 by SRP News
The association of wealth managers is urging the government and the regulator to carry out a six-point plan to reform disclosure requirements in the wake of Priips reforms in the UK.
SRPInsight: Special Anniversary Issue
Europe | Industry
06 Mar 2023 by SRP News
The Special Anniversary Issue of our e-mag is out of the press and ready to download.
FCA consumer duty puts manufacturers under the microscope
Europe | Regulations & Legal
26 Jan 2023 by Sybil Yorke
As the new guidelines loom, structured products issuers seem to be under the impression the work done to comply with the European regulation will tick all the boxes of the new UK rules.
