Tag: Japan
Japan watchdog seeks penalty for structured bond mis-selling
Asia Pacific | Regulations & Legal
12 Jun 2023 by Summer Wang
A Japanese government body is urging regulators to punish Chibagin Securities for its alleged mis-selling of structured bonds involving two regional banks.
Latest: DDV welcomes EU’s u-turn on inducements, questions restrictions on non-advised segment
International | Industry
02 Jun 2023 by SRP News
In the latest roundup, we look at the response from the German association to the new EU retail investment plans; new products from Stableton Financial, Osaka Exchange and Leverage Shares, as well as the regulatory approval for Merqube to operate in the UK.
Exclusive: CS deploys RavenPack AI via structured fund in Japan
Asia Pacific | Indices
02 Mar 2023 by Summer Wang
The Swiss bank is aiming at shorter investment terms for its structured fund range as interest rates increases open new opportunities around capital protected structures in Japan.
Exclusive: SG – short durations remain a challenge for structured products in Apac
Asia Pacific | Industry
04 Jan 2023 by Summer Wang
The bank has seen increased demand for income payoffs with downside protection and expects a renewed push for hybrid asset PPNs in 2023.
Spotlight on… top issuers in Japan (Q3 2022)
Asia Pacific | Industry
28 Oct 2022 by SRP News
Credit Suisse was the surprise package in a quarter that saw a huge demand for interest-linked products.
Japan reviews structured bonds complexity, pricing transparency
Asia Pacific | Regulations & Legal
27 Sep 2022 by Summer Wang
The review includes 1,662 retail structured bonds sold in the country with US$32.7 billion outstanding.
Daiwa Securities profit tumbles, global market revenues fall
Asia Pacific | Industry
07 Sep 2022 by Summer Wang
The Japanese investment bank and second largest securities brokerage in Japan has seen its revenues deteriorating due to a decrease in client activities.
Tokai Tokyo, MUFJS report strong structured bond activity
Asia Pacific | Products
06 Sep 2022 by Summer Wang
The two leading distributors in Japan have delivered robust results on the back of structured notes activity from April to June.
Spotlight on… top issuers in Japan (H1 2022)
Asia Pacific | Industry
19 Aug 2022 by SRP News
Mitsubishi UFJ retained its stronghold on the Japanese market despite a drop in sales and strong competition.
