Tag: Securities house
Korean securities houses report steady growth in Q3, regulator targets sales practices
Asia Pacific | Industry
05 Nov 2024 by Jocelyn Yang
Major financial firms in South Korea have seen growth in groupwide and affiliated securities house net profit during the July-September period.
SRP APAC Awards 2023: CITIC CLSA expands Korea footprint
Asia Pacific | Industry
13 Jul 2023 by Summer Wang
The offshore arm of China's CITIC Securities has won the Best House, South Korea award for its growth in the retail equity-linked securities (ELS) market.
SRP China 2021 Personality of the Year: TANG Jun
Asia Pacific | Industry
20 Apr 2022 by Summer Wang
TANG Jun (汤俊), managing director, head of equity derivatives at Shenwan Hongyuan Securities, has been awarded the inaugural Personality of the Year accolade at SRP China Awards.
Thailand SCB Securities: new underlyings drive record issuance
Asia Pacific | Products
11 Oct 2021 by Summer Wang
The subsidiary of Siam Commercial Bank (SCB) has issued THB2.1 billion (US$62m) of notional of short-term structured notes for high-net-worth investors in H1 21, which represents a fourfold increase year-on-year (YoY).
Mirae’s redeemed ELS/DLS outpace issuance
Asia Pacific | Industry
12 May 2021 by Summer Wang
Despite the increase in issuance and sales, the South Korean securities house has slipped down the country’s league table.
Korea DLB drop, DLS rebound in Q1
Asia Pacific | Industry
10 May 2021 by Summer Wang
Derivative-linked bonds (DLB) have remained more popular than derivative-linked securities (DLS) in the first quarter of 2021 in South Korea despite a drop in sales.
Korea ELS sales dip despite higher issuance
Asia Pacific | Products
30 Apr 2021 by Summer Wang
Sales of equity-linked securities (ELS) in South Korea have fallen back to KRW15.2 trillion in the first quarter of 2021 from a yearly high of KRW26 trillion at the end of 2020.
Exclusive: Shinhan bolsters ELS range with weekly ESG offerings
Asia Pacific | Products
16 Apr 2021 by Summer Wang
The South Korean securities house will issue at least one equity-linked securities (ELS) with ESG underlyings every week after rolling out its first structure linked to the S&P 500 ESG.
S. Korea ELS issue falls 45% in 2020, Kospi 200 favoured
Asia Pacific | Products
18 Mar 2021 by Summer Wang
The country’s equity-linked securities issuance has almost halved compared to 2019.
