Tag: financial intermediaries
Exclusive: Causeway Securities opens NYC office, adds former iCapital executive
North America | People
18 Nov 2024 by Summer Wang
The UK structured product intermediary has opened a Manhattan office today as part of its "aggressive hiring and business plan”.
Exclusive: former Vontobel head rolls out MIP targeted at EAMs
International | Industry
07 Dec 2020 by Summer Wang
Hong Kong-based Goldhorse Capital Management today has launched Extramile, its new multi-issuer structured product platform (MIP), which will leverage on its ability as an independent intermediary to bring bargaining power to external asset managers (EAMs).
HK SAR regulator outlines guidance on e-documentation for unlisted products
Asia Pacific | Regulations & Legal
05 Oct 2020 by Summer Wang & Pablo Conde
The Securities and Futures Commission (SFC) has released a circular on the post-sale electronic dissemination of investment product documents, which applies to SFC-authorised unlisted structured products.
Leonteq eyes Europe in ‘one-stop-shop’ push
International | Industry
01 Sep 2020 by Pablo Conde
Leonteq has been one of the most active players in the market during the Covid-19 lockdown and after with a number of high-profile developments during the first half of the 2020.
