Tag: Luma
People: ex-Barclays platform head resurfaces at UBS in Singapore
International | People
15 Feb 2024 by Summer Wang
In this week’s roundup, we look at the latest moves at UBS, Natixis, Luma, Falcon X and HKEX.
Latest: Luma plugs in annuity solutions provider, Barclays to issue products on VSE exchange
International | Industry
17 Nov 2023 by SRP News
Luma Financial Technologies (Luma) has announced a partnership with RetireOne, a US independent platform for fee-based insurance solutions.
Latest: Finra fines TD Ameritrade for disclosures on callable securities
International | Industry
13 Jun 2023 by SRP News
TD Ameritrade self-reported the lack of disclosure, which occurred from January 2016 to June 2021, to Finra, according to the settlement.
US platform onboards SMAs, adds interest rate structures
North America | Technology
07 Jun 2023 by Sybil Yorke
Luma has partnered with a US advisor to offer structured note replication strategies and expanded its product coverage.
Former Barclays, Luma executives join US buy-side firm
North America | People
03 May 2023 by SRP News
The investment management firm is seeking to expand its asset management capabilities with advanced derivative-based solutions.
Arrivals and departures: top moves of 2022 – index and tech providers
International | People
24 Jan 2023 by SRP News
As 2023 begins, SRP looks back at the most relevant people moves stories in 2022. In our final roundup we look at new hires and exits at the main index and technology providers.
Latest: StanChart debuts ESG structured note out of Taiwan
International | Industry
27 Sep 2022 by SRP News
Standard Chartered has launched the first ESG structured note issued in Taiwan.
SRP in brief: always on
International | Industry
05 Sep 2022 by Amélie Labbe
The structured product markets are never on holiday it seems, with senior staff moves and new product and partnership appointments continuing unabated.
Cryptos: Marex to offer crypto-linked notes via Luma
International | Industry
02 Sep 2022 by SRP News
Luma has partnered with Marex to enable financial advisors to tailor their cryptocurrency-linked notes on assets such as bitcoin and ethereum through the platforms Creation Hub Module.
