Tag: VIX
UBS fined for VIX ETN mis-selling
North America | Regulations & Legal
19 Jul 2021 by SRP News
The Swiss bank has settled charges related to investments in a ‘complex’ exchange-traded product (ETP).
Underlying issues: OCC v OTC
North America | Indices
23 Jun 2021 by SRP News
Cboe Global Markets and the VIX Index are a well-known duo, but the US exchange’s index services business has found its niche as a specialist provider in the domestic structured ETFs space.
SEC charges S&P DJI over VIX failures
North America | Regulations & Legal
18 May 2021 by Lavanya Nair
The US watchdog has fined the index provider for failing to disclose ‘critical features’ of the volatility index.
Understanding the Greeks: all pricing parameters
International | Products
09 Dec 2020 by Tim Mortimer - FVC
This article is the second part of a survey on the importance and role of Greeks in structured products and derivatives.
Credit Suisse sees US sales up 80% YoY
International | Industry
29 Oct 2020 by SRP News
Credit Suisse has reported a pre-tax income (PTI) of CHF803m (US$882m) for the third quarter of 2020, down 30% year-on-year.
US court throws out VIX ETN mis-selling claims
North America | Regulations & Legal
05 May 2020 by SRP News
A New York federal court has dismissed a proposed class action lawsuit on behalf of all investors who purchased VelocityShares Daily Inverse VIX exchange traded notes (ZIV ETNs) between 30 June 2017 and 5 February 2018.
