Tag: OTC Derivatives
HK regulator reports increased structured products activity
Asia Pacific | Regulations & Legal
25 Aug 2020 by Summer Wang & Pablo Conde
The Securities Financial Commission (SFC) has bounced to a profit of HK$105m ($13.5m) in its first quarter ended on 30 June from a loss of HK$52.7m a year ago. Income grew 12.2% to HK$521.3m driven by a threefold investment income of HK$159.7m year-on-year (YoY).
Otkritie – Russia’s structured product factory
Europe | Industry
16 Apr 2020 by Charlotte Fyle & Pablo Conde
Russia’s Otkritie Group launched a new specialist structured product hub to provide a comprehensive approach across business lines and target markets.
Covid-19: implications for OTC derivatives & structured products
International | Regulations & Legal
24 Mar 2020 by SRP News
As the spread of coronavirus (Covid-19) continues, we look at some of the legal issues to consider in the derivatives and structured products markets.
Smarttrade: most issuers provide ‘unsuitable’ generic Priips Kids
Europe | Industry
22 Feb 2019 by Pablo Conde
New research has found that Germany's Commerzbank is the only bank generating transaction-specific key information documents (Kids)
