Tag: Listed products
DLCs surge 4x on SGX
Asia Pacific | Industry
15 Dec 2020 by Summer Wang
The turnover of daily leveraged certificates (DLCs) listed on the Singapore Exchange (SGX) has jumped by 390% to SG$514m in November year-on-year (YoY) as ‘markets bounced between positive news on vaccine developments and the pandemic's spread,’ according to a SGX report.
AFM consults on turbo restrictions
Europe | Regulations & Legal
15 Dec 2020 by Marc Wolterink
The Dutch regulator has proposed measures to protect retail investors against the risks of turbos.
HK SAR non-listed products bounce back
Asia Pacific | Industry
11 Dec 2020 by Summer Wang
The Securities and Futures Commission (SFC) has released its latest report on non-listed structured products for public offering sold in Hong Kong SAR during the last quarter.
SRP China 2020: listed products – the Stock Connect's next stage
Asia Pacific | Conferences
07 Dec 2020 by Pablo Conde
The Financial Services Development Council (FSDC) published a report in September recommending the introduction of listed structured products linked to Mainland’s A-Shares as a way to move forward the Stock Connect scheme between China and Hong Kong SAR, and increase liquidity in the mainland’s futures market.
Europe 2020: primary market sales stumble
Europe | Products
02 Dec 2020 by SRP News
As 2020 comes to a close, SRP takes a look at some of the most active issuers in Europe in both the primary and secondary market.
Portugal Market Review, October 2020: share baskets dominate
Europe | Market Reviews
30 Nov 2020 by Bilyana Yanakieva
Eight structured products targeted at the primary market were added to the SRP Portugal database in October.
US watchdog slaps charges on advisory firms after ETP sales probe
North America | Regulations & Legal
16 Nov 2020 by Lavanya Nair
The US Securities and Exchange Commission (SEC) has charged three investment advisory firms along with two dual registered broker-dealers and advisories with violations concerning the sales of complex exchange-traded products (ETPs) to retail investors.
JPM first to launch foreign warrants in Thailand
Asia Pacific | Products
12 Nov 2020 by Summer Wang
In a first for the Thai market, J.P. Morgan has launched two derivative warrants (DWs) linked to Hang Seng China Enterprises Index (HSCEI), marking its third foreign DW in the country following the issuance of warrants linked to Hang Seng Index (HSI) and S&P 500 (SPX) earlier this year.
HKEX net profit up 51%, newly listed DWs/CBBCs at record high
Asia Pacific | Industry
11 Nov 2020 by Summer Wang
The world’s largest hub for structured products has capitalised on the shortened listing cycle for these, introduced at the beginning of July to enhance market efficiency on product issuance and help increase product choice for investors.
