Tag: FSS
Korea regulator vows to close Heritage DLF inspection by year-end, DLS activity halves
Asia Pacific | Regulations & Legal
11 Oct 2022 by Summer Wang
The Financial Supervisory Service (FSS) plans to conclude the redress to investors involved in the Germany Heritage derivative-linked securities (DLS) case in 2019.
SRP in brief: turning down
International | Industry
21 Mar 2022 by Amélie Labbe
Some clouds have appeared on the structured product horizon.
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Court upholds Hana Bank’s DLF penalty over mis-selling
Asia Pacific | Regulations & Legal
14 Mar 2022 by Summer Wang
The investment banking subsidiary of the group was the most active issuer of South Korea’s derivative-linked bonds (DLBs) in 2021.
Korean court clears Woori chief over DLF sanction
Asia Pacific | Regulations & Legal
06 Sep 2021 by Summer Wang
The bank’s chairman was at the centre of a scandal after an FSS probe in August 2019 found there had been mis-selling of derivative-linked securities (DLS) to retail investors.
South Korean ELS issuance drops further, DLS bounces back
Asia Pacific | Products
06 Jan 2021 by Summer Wang
The total balance of equity-linked securities (ELS) and derivative-linked securities (DLS) has amounted to KRW100.9 trillion (US$91 billion) following an upward trend of major stock markets as of 30 September, down KRW6.7 trillion from a quarter ago.
South Korea Market Review, June 2020: slowly back on track
Asia Pacific | Market Reviews
05 Aug 2020 by Lachezara Tsenova
Some 801 products were issued in the retail segment in June, a 28% increase from the previous month.
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South Korea Market Review, February 2020: worries over uncertain market
Asia Pacific | Market Reviews
31 Mar 2020 by Lachezara Tsenova
Some 1,308 products were issued in the retail segment in February, a four percent increase from January.
South Korea Market Review, December 2019: a good year-end
Asia Pacific | Market Reviews
31 Jan 2020 by Lachezara Tsenova
Some 1,537 products were issued in the retail segment in December, an increase of 24% from the prior month.
South Korea Market Review - August 2019
Asia Pacific | Market Reviews
24 Sep 2019 by Iveta Pekova
Structured product issuance in South Korea decreased by 19% in August, compared to the previous month, with 1,113 products issued in the retail segment. Sales volumes of KRW7.13 trillion (US$ 6.04 billion) were down 29% from KRW10.8 trillion in July.
