Tag: UBS
UBS fined for VIX ETN mis-selling
North America | Regulations & Legal
19 Jul 2021 by SRP News
The Swiss bank has settled charges related to investments in a ‘complex’ exchange-traded product (ETP).
People: GS head of global sales strats & structuring takes top AFME role
International | People
30 Jun 2021 by SRP News
The Association for Financial Markets in Europe (AFME) has announced that Thalia Chryssikou, head of global sales strats & structuring at Goldman Sachs, has been appointed as chair of the board.
People: senior EQD bankers exit SG
International | People
18 Jun 2021 by SRP News
Three senior equity derivative bankers at Société Générale’s investment bank in London have been put on gardening leave as they part ways with the bank.
Product snapshot: Tesla roars ahead
North America | Products
10 Jun 2021 by Lavanya Nair
The electric car manufacturer has increased its visibility in the US structured products market over the last year.
People: SG bolsters Lyxor’s ESG team
International | People
14 May 2021 by SRP News
SG promotes ESG product specialist; BNP Paribas names AM arm chief; UBS adds to sustainability and impact; Wells Fargo beefs up advice team; and more.
SRP in brief: rebalancing
International | Industry
10 May 2021 by Amélie Labbe
It was the turn of some of the larger European banks to report recent results, while prop index launches and crypto saw their share of headline space.
Product wrap: CACIB in Nordic ESG push
International | Products
07 May 2021 by Marc Wolterink
In this week’s wrap, we look at a selection of structured products with strike dates between 2-8 May 2021.
US Market Review, Q1 2021: ARK Innovation ETF bolsters the drive for income products
North America | Market Reviews
30 Apr 2021 by Filip Dyankov
The US market maintained its strong sales and issuance in the first quarter of 2021.
People: US buy-side firm bolsters WM solutions team with market-linked focus
International | People
29 Apr 2021 by SRP News
US industry veterans to drive origination and distribution to respond to growing client demand for market-linked products.
