Tag: Structured products
Kiatnakin Phatra Securities’ sales plunge
Asia Pacific | Products
12 Apr 2021 by Summer Wang
The largest player of structured notes in Thailand has decreased its issuance to a record-low of 1,518 with a sales volume of THB8.9 billion (US$286m), a market share of 18%, according to SRP data.
Best, top, smart are misleading, says FSMA
Europe | Regulations & Legal
12 Apr 2021 by SRP News
Belgian regulator releases good practice guidelines for the marketing of publicly offered structured products.
InSPire: due diligence in the structured products market
International | Technology
08 Apr 2021 by Lavanya Nair
Delta Capita is targeting market players in the US and Asia with its regtech capabilities.
DelphX: revamping the structured products market
North America | Technology
07 Apr 2021 by Lavanya Nair
The company is in the process of assembling a team of fixed income and structured product industry experts to spearhead the launch of its DelphX covered put options (CPOs) and covered reference notes (CRNs) facility.
China’s structured deposits sales rebound
Asia Pacific | Products
24 Mar 2021 by Summer Wang
The outstanding balance of structured deposits in China has risen again driven by corporate clients in the first two months of 2021. This comes as state-owned banks strive to meet their new year KPIs.
Citi Australia expands to meet rising structured products demand
International | Industry
16 Mar 2021 by Summer Wang
The US bank has opened its second Australian wealth hub in Sydney targeting wholesale investors. The move comes as its sales volumes of structured products for February reached a four-year high.
SRP Europe 2021: delivering value in low interest rate environment
Europe | Conferences
12 Mar 2021 by Summer Wang
Creating values in the face of persisting low interest rates and rising inflation rate in public and private markets is a challenge for the structured products market but there are different solutions distributors can offer investors, according to panellists at the SRP Europe 2021 Virtual Conference held between 1 and 4 March.
US regulator orders JPM Securities to pay settlement fee
North America | Regulations & Legal
04 Mar 2021 by Lavanya Nair
An arbitration panel of the US watchdog Financial Industry Regulatory Authority (Finra) has ordered JP Morgan Securities (JPMS) and two of its ex-brokers to pay US$19m in damages to an elderly investor of structured products.
The role of derivatives in the evolution of structured products
International | Products
03 Mar 2021 by Tim Mortimer - FVC
Derivatives and structured products are very closely related and have overlapping uses and purposes within the world of financial instruments.