Tag: FCA
Digital assets: UK greenlights crypto ETNs, Bybit under scrutiny by HK regulator
International | Products
14 Mar 2024 by Summer Wang
The past week has sees a flurry of regulatory updates and market developments in the digital assets and crypto structured products space.
FCA SDR consumer labels: implications for advisers using ESG structured products
Europe | Expert View
28 Sep 2023 by Alexandra Mortimer - FVC
In October 2022, the Financial Conduct Authority in the UK (FCA) released its consultation paper on Sustainability Disclosure Requirements (SDRs) and sustainable investment labels.
Latest: Leonteq, GGX partner in ESG push
International | Industry
06 Apr 2023 by SRP News
Leonteq has announced a collaboration with Global Green Xchange (GGX) to launch an open-ended exchange traded product (ETP) tracking the performance of the new GGX Sustainable Dynamic Leaders Europe Index NTR.
UK Market Review, January 2023: FCA checks Consumer Duty progress
Europe | Market Reviews
27 Feb 2023 by Velina Bulanova
One hundred and three products were added to the UK database in January, a 75% increase compared to the same month last year.
Getting to grips with Consumer Duty
Europe | Regulations & Legal
15 Feb 2023 by Tim Mortimer - FVC
The UK regulator Financial Conduct Authority (FCA) is in the advanced stages of implementing its new “Consumer Duty” directive.
SRP in brief: taking shape
International | Industry
30 Jan 2023 by Amélie Labbe
In the final week of January, we saw smaller firms poach executives from their larger counterparts, and a Singaporean bank report a huge increase in trading volume of structured products.
UK regulator announces code of conduct for ESG products
Europe | Regulations & Legal
01 Dec 2022 by SRP News
As financial services firms integrate ESG into their activities and expand their ESG-focussed products, they are increasingly reliant on third party ESG data and ratings services.
SRPInsight issue 17: innovation & complexity
International | Industry
05 Sep 2022 by SRP News
Issue 17 of our e-mag is out and ready to download.
Ban on commissions: before the fall
Europe | Features
17 Aug 2022 by Sybil Yorke
In our second article on the likely effect of an EU-wide commission ban, Sybil Yorke probes cause and coincidence in the UK’s post-ban retail market.