Tag: SFC
HK equity-linked sales rebound boosted by tech, AI themes: SFC-HKMA survey
Asia Pacific | Products
20 Sep 2024 by SRP News
The survey conducted by the two Hong Kong SAR financial regulators shows that around 61% of structured product sales come from equity-linked products. Sales of FX rates-linked products dropped in 2023.
JPM: HKEX structured product proposal could boost market efficiency
Asia Pacific | Regulations & Legal
07 May 2024 by Jocelyn Yang
The new proposed measure by the domestic exchange and the regulator has promoted the discussion on enhancing the flexibility to list products on the first day of listing, as well as the assessment of product types besides leveraged products.
HK regulators slam due diligence flaws in structured product sales
Asia Pacific | Regulations & Legal
22 Apr 2024 by Jocelyn Yang
A thematic review carried out by the regulators highlights shortcomings and risk factors in due diligence assessment methodologies for non-exchange traded investment products.
Digital assets: Boerse Stuttgart's BISON expands trading to crypto ETNs
International | Products
15 Apr 2024 by Jocelyn Yang
In this week’s roundup, we also look at Fineqia’s new investment advisor role for Digital Asset Blockchain infrastructure AMC and AMINA HK’s structured product offering.
Digital assets: UK greenlights crypto ETNs, Bybit under scrutiny by HK regulator
International | Products
14 Mar 2024 by Summer Wang
The past week has sees a flurry of regulatory updates and market developments in the digital assets and crypto structured products space.
Digital assets: regulators join efforts on tokenisation pilots
International | Regulations & Legal
06 Nov 2023 by Jocelyn Yang
In this week’s roundup, we look at new dual currency crypto plays, HSBC’s tokenised deposit testing and the Hong Kong SAR regulator’s latest remarks on tokenised-related products.
SRP in brief: home stretch
International | Industry
06 Nov 2023 by Amélie Labbe
The Hong Kong SAR regulator zeroes in on ESG while an Austrian issuer goes for gold in Poland.
SFC to mitigate ESG greenwashing in investment products
Asia Pacific | Regulations & Legal
02 Nov 2023 by Jocelyn Yang
The Hong Kong SAR financial regulator stated its proposed voluntary code of conduct will align with international practices based on the recommendations of the International Organization of Securities Commissions (Iosco).
SFC warns distributors on meeting standard for product offering scope
Asia Pacific | Regulations & Legal
26 Oct 2023 by Jocelyn Yang
The Hong Kong SAR financial regulator has released a circular aimed at distributors of financial product offering guaranteed returns and other services when marketing SFC-authorised funds.
