Tag: ETN
Digital assets: DBS rolls out blockchain-based banking for institutions
International | Industry
24 Oct 2024 by SRP News
In this week’s roundup, we also look at the Prague Stock Exchange pioneering DLT technology to implement securities settlement, MarketVector’s index deployment into 21Shares crypto ETP, and the launch of the SDX-Rulematch partnership aimed at transforming the institutional crypto trading and custody market.
US advisor to pay over US$1.5m for unsuitable sales involving ETNs
North America | Regulations & Legal
18 Sep 2024 by SRP News
The US regulator has charged the RIA and its owner for investing clients’ funds in unsuitable equity-linked structured notes
Exclusive: UBS rebrands several covered call ETNs in CS transfer
North America | Products
16 Jul 2024 by Pablo Conde
The Swiss bank is seeking to expand its presence and proactively push its offering in the US ETN space.
Digital assets: DB enters MAS' Project Guardian, crypto ETPs debut in the UK
International | Industry
31 May 2024 by SRP News
In this week’s roundup, we look at Deutsche Bank's move towards asset tokenisation, the launch of physically backed crypto exchange-traded products (ETPs) by 21Shares and WisdomTree in the UK, Singapore’s Marketnode new funding round led by HSBC, the upcoming Volatility Shares' leveraged Ether ETF, and more.
European regulators review Ucits-eligible assets, crypto standards
Europe | Regulations & Legal
13 May 2024 by SRP News
European regulators are seeking industry feedback to assess rules around crypto and commodity exposures.
Barclays’ structured notes over-issuance reverberates
North America | Regulations & Legal
27 Feb 2024 by SRP News
The UK bank must face a lawsuit brought by US shareholders over the US$17.7 billion structured note blunder.
Credit Suisse dodges ETN lawsuit
North America | Regulations & Legal
15 Feb 2024 by SRP News
The Second Circuit Court of Appeals of the US has dismissed a class action lawsuit brought by retail investors over the delisting of a Credit Suisse exchange-traded note (ETN).
Cirdan to resume ETN activity after regulatory order
Europe | Industry
04 Jan 2024 by SRP News
The UK issuer halted its issuance of structured notes after Italy’s regulator found ‘serious irregularities’ in two of its sister companies.
Latest: US manager relaunches fund of structured notes, DB ditches Qontigo brand
International | Products
08 Nov 2023 by SRP News
The launch comes on the heels of the recent addition of three equity derivative bankers to the management team.
