Tag: MIfid 2
Priips, Mifid revisited - in search of VfM
Europe | Regulations & Legal
06 Nov 2024 by Tim Mortimer - FVC
Value for money (VfM) testing as part of investor protection has become a central focus for regulators in recent years.
ESG to drive regulatory agenda: product governance, BMR, Priips
Europe | Products
08 Feb 2024 by SRP News
As 2024 take its course regulation remains at the top of the structured products industry’s agenda.
Putting a label on ESG – regulatory update
Europe | Features
22 Feb 2023 by Pablo Conde
The European Structured Investment Products Association (Eusipa) is not advocating for a particular approach but is urging its members to “be careful with their approach to the ESG score”.
Getting to grips with Consumer Duty
Europe | Regulations & Legal
15 Feb 2023 by Tim Mortimer - FVC
The UK regulator Financial Conduct Authority (FCA) is in the advanced stages of implementing its new “Consumer Duty” directive.
ESG series: Qontigo - structured products can only guarantee a certain level of sustainability
International | Features
08 Feb 2023 by Pablo Conde
The index provider remains in the league’s table top three in the ESG structured products space over the last few years despite increase competition in Europe.
Eusipa warns of Europe’s retail investment strategy
Europe | Industry
29 Jun 2022 by Pablo Conde
The European structured products association has reported €313 billion open interest and turnover rising across reporting markets.
Innovation, complexity: treading the middle ground
North America | Regulations & Legal
22 Jun 2022 by Tim Mortimer - FVC
The recent notice on complex products from the US regulator signals a revival of supervisory measures to balance out innovation and complexity.
Ireland’s CBI demands industry action on complex structured products
Europe | Regulations & Legal
26 Apr 2022 by SRP News
The Irish regulator is asking investment firms to take action as the market is shifting towards increasingly complex structured products.
SRP Europe 2022: credit back with a vengeance in the Nordics
Europe | Conferences
05 Apr 2022 by SRP News
A volatile start to the year has meant that investors in the Nordics are once again looking at credit-linked products.
