Tag: Esma
AFM: we asked the industry first to come up with solutions
Europe | Regulations & Legal
12 Jul 2021 by Marc Wolterink
The Dutch watchdog becomes the first national regulator in Europe to impose restrictions on the sale of turbos.
AFM announces turbo restrictions
Europe | Regulations & Legal
30 Jun 2021 by Marc Wolterink
The Dutch regulator is looking to provide better protection for retail investors against the risks of turbos.
SRP in brief: down the right path
International | Industry
24 May 2021 by Amélie Labbé
A lot of positive news came out of banks’ earnings report in the past week, and two important EU regulatory appointments were made.
People: AMF head of policy joins Esma
International | People
21 May 2021 by SRP News
The European Securities and Markets Authority (Esma) has appointed Natasha Cazenave as its new executive director. She will take up her new position on 1 June.
SRP in brief: jumping on the bandwagon
International | Industry
17 May 2021 by Amélie Labbe
Index providers join the cryptocurrency movement as demand for exposure to digital assets continues to grow, while EU regulatory news puts the cost of investment products in the spotlight.
Esma report on retail products: interesting, but inaccurate
Europe | Regulations & Legal
14 May 2021 by Tim Mortimer - FVC
In April 2021 the European Securities and Markets Authority (Esma) published its annual statistical report on the performance and costs of retail products.
Eusipa - Esma report: not a true depiction of the market
Europe | Regulations & Legal
13 May 2021 by Pablo Conde
The European structured products trade body points at the flaws on the recent report released by Esma on cost and performance of structured products.
European regulators target ‘due cost’
Europe | Regulations & Legal
12 May 2021 by Pablo Conde
The announcement follows the publication of the annual statistical report on the cost and performance of EU retail investment products which found that retail investors pay 40% more than institutional investors.
Esma: Priips Kid methodology and presentation will be amended
Europe | Regulations & Legal
21 Nov 2019 by SRP News
The European regulator acknowledges the need ‘to get a Kid that meets the intended outcomes’ as Mifid 2 follow up review looms.
