Regulations & Legal news

Europe

SRP Belgium Forum 2023: a tsunami of regulation

23 Oct 2023 by Marc Wolterink | Regulations & Legal

Europe

FSMA study: riskier products carry higher costs

18 Oct 2023 by SRP News | Regulations & Legal

Europe

FCA SDR consumer labels: implications for advisers using ESG structured products

28 Sep 2023 by Alexandra Mortimer, FVC | Regulations & Legal

Asia Pacific

FSS: HSCEI-linked ELS approaching loss territory

20 Sep 2023 by Jocelyn Yang | Regulations & Legal

Asia Pacific

ASIC tightens OTC derivatives rules

06 Sep 2023 by Jocelyn Yang | Regulations & Legal

International

Litigation: financial advisor's ETN craze cost clients US$11m

16 Aug 2023 by SRP News | Regulations & Legal

Asia Pacific

Aussie regulator extends product design, distribution obligations

16 Aug 2023 by Summer Wang | Regulations & Legal

International

Digital assets: SG Forge gets first crypto license in France

25 Jul 2023 by Jocelyn Yang and Summer Wang | Regulations & Legal

North America

Canada regulator seeks margin rules for structured notes

25 Jul 2023 by SRP News | Regulations & Legal