Regulations & Legal news

Europe

Ban on commissions: before the fall

17 Aug 2022 by Sybil Yorke | Regulations & Legal

Europe

Eusipa: complexity is ill-suited as a regulatory concept

16 Aug 2022 by Pablo Conde | Regulations & Legal

North America

Finra fines J.P. Morgan over failures to address ‘red flags’ in structured products case

12 Aug 2022 by SRP News | Regulations & Legal

North America

US regulator fines broker dealer for fraudulent structured product sales

03 Aug 2022 by SRP News | Regulations & Legal

North America

Mayer Brown: no need for further index regulation

28 Jul 2022 by SRP News | Regulations & Legal

North America

AXS launches first L&I ETFs in US

18 Jul 2022 by Summer Wang | Regulations & Legal

Europe

FSMA vigilant on greenwashing, bans four products

04 Jul 2022 by Marc Wolterink | Regulations & Legal

International

Latest: US regulator aims at index providers

27 Jun 2022 by SRP News | Regulations & Legal

North America

Innovation, complexity: treading the middle ground

22 Jun 2022 by Tim Mortimer - FVC | Regulations & Legal