The watchdog finds that more improvements for distribution practices are needed following its surveillance of 19 product issuers.
The Australian Securities and Investments Commission (ASIC) is urging product issuers to make sure distribution practices are up to standard as it points to flawed consumer questionnaires being the catalyst for some recent interim stop orders. Where there are opportunities to improve, we expect product issuers and distributors to reflect on the report’s findings and improve their distribution practices - Alan Kirkland The call to action came after the regulator's latest design and
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