In this week's Latest, we focus on a penalty on Credit Suisse (CS), first US stock-linked structured certificates in Poland, US investors’ rising appetite for alternatives, J.P. Morgan's latest sustainable data solution and UBS' push in tokenisation.

The Financial Industry Regulatory Authority (Finra) has handed down a censure and a fine of US$900,000 to Credit Suisse Securities (USA) for reporting around 9,000 late trades and hundreds of thousands of inaccurate reports, which cover the period from November 2015 to March 2023, according to a regulatory authority letter released on 23 June. This matter originated from Finra’s review of the firm’s Trace reporting and certain self-reports made by the firm The reports were filed

Continue reading with a subscription to the SRP market intelligence platform.

Request Demo

Already a subscriber? Login