The head of the Department of Enforcement at the US Finra is set to depart; BNP Paribas AM appoints former head of banking Emea from CIB; Julius Baer reshuffles senior management team; Swiss boutique launched new business line, and more.

The US Financial Industry Regulatory Authority (Finra) has announced that Susan Schroeder (pictured) plans to leave the regulator later this year, after leading the Department of Enforcement since 2017 . Schroeder led the consolidation of Finra’s enforcement functions into a new, unified group. The consolidated enforcement team brought together two distinct enforcement teams within the organisation - one handling disciplinary actions related to trading-based matters found through market r

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