SRP Feature (Part 1): You’ll know it when you see it

The US Securities and Exchange Commission has picked up where Department of Labor left off and is about to fill an uncertain void with a ruling on the fiduciary responsibilities advisers and broker-dealers will have when selling structured products to retail investors. But that's where the fun begins. What are best interests? What is a retail investor? And what on earth is conflict? Richard Jory reports The advice and sale of structured products is simple, as long as you are able to define the