Insights by Tag:

USA

Analysis
Spotlight on… top S&P 500 gainers

10 Jan 2025

Spotlight on… top S&P 500 gainers

We look at the structured products issuances linked to the five best-performing stocks within the S&P 500 in 2024.

Market
Arrow to launch SMA investment advisory

19 Dec 2024

Arrow to launch SMA investment advisory

The start-up founded by two former Morgan Stanley executives is expanding into separately managed accounts (SMAs) in the US.

Products
Best-sellers Americas 2024: mega trades on single stock lead the pack

17 Dec 2024

Best-sellers Americas 2024: mega trades on single stock lead the pack

We review some of the best-selling products in the US and Mexican markets year-to-date, according to SRP data.

Products
UBS cashes in on commodity trends, on track to post $13bn sales in US

16 Dec 2024

UBS cashes in on commodity trends, on track to post $13bn sales in US

The Swiss bank has brought the largest commodity trade in the US structured note market in two years, on the back of a rising demand for commodities and its completed integration with Credit Suisse.

Regulation
Ex-Allianz senior manager spared prison in Structured Alpha saga

10 Dec 2024

Ex-Allianz senior manager spared prison in Structured Alpha saga

The co-lead manager of the structured fund has avoided prison time due to health issues regarding a multi-billion-dollar fraud scheme.

Products
Annuities: Empower adds first FIA from Allianz

09 Dec 2024

Annuities: Empower adds first FIA from Allianz

In this indexed annuities roundup, we also look at the latest IUL sales results, American Equity’s rating update and new offerings from American National and Guaranty.

Market
SRP Americas Awards 2024: Stifel nears US$3bn in structured product sales

27 Nov 2024

SRP Americas Awards 2024: Stifel nears US$3bn in structured product sales

The broker-dealer with record US$496 billion client assets has won the Best Educational Initiative accolade at the SRP Americas Awards 2024.

Market
FIA, Rila sold US$53bn in Q3 24, Allianz sales balloon

26 Nov 2024

FIA, Rila sold US$53bn in Q3 24, Allianz sales balloon

The US indexed annuity sales are again in record territory. Allianz, AuguStar, Lincoln blossom while Security Benefit and Symetra are in the shadow by sales.

Regulation
US broker-dealer to recompense US$2m over XIV ETN sales

20 Nov 2024

US broker-dealer to recompense US$2m over XIV ETN sales

Finra has imposed sanctions on a Georgia-based broker-dealer over its mis-selling of XIV, a now-defunct exchange-traded note (ETN) issued by Credit Suisse.

People
Exclusive: Causeway Securities opens NYC office, adds former iCapital executive

18 Nov 2024

Exclusive: Causeway Securities opens NYC office, adds former iCapital executive

The UK structured product intermediary has opened a Manhattan office today as part of its "aggressive hiring and business plan”.

Market
SRP Americas Awards 2024: Raymond James logs US$5.6bn sales as ‘internalisation’ continues

05 Nov 2024

SRP Americas Awards 2024: Raymond James logs US$5.6bn sales as ‘internalisation’ continues

A recent partnership with a valuation and analysis start-up founded by former Morgan Stanley executives has strengthened the annualised sales which represented a growth of over 50%.

Analysis
Spotlight on US: decrement indices stagger

01 Nov 2024

Spotlight on US: decrement indices stagger

The demand for decrement indices in the US structured note market has been faltering despite this year’s growth.