Insights by Tag:

Consumer duty

Technology
Socius: leveraging structuring to build retirement portfolios

21 Mar 2024

Socius: leveraging structuring to build retirement portfolios

UK fintech provider Socius Technologies offers three products: a structured product administration platform that digitises paper-based processes, an account management system that allows product providers to provide personalised strategies, and a quantitative framework called SPERO to evaluate savings and retirement income strategies.

Products
Buy-side view: portfolios are better off with at least 25% of structured products

07 Mar 2024

Buy-side view: portfolios are better off with at least 25% of structured products

Activity in the UK structured products market continues to pick up after years of subdued inertia.

Market Reviews
UK Market Review, March 2023: focus on the consumer

25 Apr 2023

UK Market Review, March 2023: focus on the consumer

One hundred and eighteen products were added to the UK database in March.

Events
SRP Europe 2023: Priips, the political hot potato

23 Mar 2023

SRP Europe 2023: Priips, the political hot potato

A panel of market participants discussed upcoming revisions and updates to major investment directives, whilst looking at the differences between the EU and UK rules, during the SRP Europe 2023 Conference in London.

Market Reviews
UK Market Review, January 2023: FCA checks Consumer Duty progress

27 Feb 2023

UK Market Review, January 2023: FCA checks Consumer Duty progress

One hundred and three products were added to the UK database in January, a 75% increase compared to the same month last year.

Regulation
Getting to grips with Consumer Duty

15 Feb 2023

Getting to grips with Consumer Duty

The UK regulator Financial Conduct Authority (FCA) is in the advanced stages of implementing its new “Consumer Duty” directive.

Market
SRP in brief: taking shape

30 Jan 2023

SRP in brief: taking shape

In the final week of January, we saw smaller firms poach executives from their larger counterparts, and a Singaporean bank report a huge increase in trading volume of structured products.

Regulation
FCA consumer duty puts manufacturers under the microscope

26 Jan 2023

FCA consumer duty puts manufacturers under the microscope

As the new guidelines loom, structured products issuers seem to be under the impression the work done to comply with the European regulation will tick all the boxes of the new UK rules.