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financial intermediaries

People
Exclusive: Causeway Securities opens NYC office, adds former iCapital executive

18 Nov 2024

Exclusive: Causeway Securities opens NYC office, adds former iCapital executive

The UK structured product intermediary has opened a Manhattan office today as part of its "aggressive hiring and business plan”.

Market
Exclusive: former Vontobel head rolls out MIP targeted at EAMs

07 Dec 2020

Exclusive: former Vontobel head rolls out MIP targeted at EAMs

Hong Kong-based Goldhorse Capital Management today has launched Extramile, its new multi-issuer structured product platform (MIP), which will leverage on its ability as an independent intermediary to bring bargaining power to external asset managers (EAMs).

Regulation
HK SAR regulator outlines guidance on e-documentation for unlisted products

05 Oct 2020

HK SAR regulator outlines guidance on e-documentation for unlisted products

The Securities and Futures Commission (SFC) has released a circular on the post-sale electronic dissemination of investment product documents, which applies to SFC-authorised unlisted structured products.

Market
Leonteq eyes Europe in ‘one-stop-shop’ push

01 Sep 2020

Leonteq eyes Europe in ‘one-stop-shop’ push

Leonteq has been one of the most active players in the market during the Covid-19 lockdown and after with a number of high-profile developments during the first half of the 2020.