Products
25 Apr 2024
US fiduciary rule out, fixed indexed annuities covered
The long-awaited rule imposes fiduciary duties on investment advice on fixed index annuities (FIAs), citing ‘complexity’.
Market
20 Nov 2023
SRP in brief: junk fees and barriers
Regulatory developments in Germany and the US, turnover in Switzerland, and in-house SRP research on products linked to HSCEI and Roche.
Regulation
14 Jun 2019
SEC’s new best interest standard causes confusion
The Securities and Exchange Commission’s (SEC) new best interest rule for broker-dealers has stirred some controversy in the US investment community.