07 Sep 2023
Latest: Japan’s Chiba Bank chair to step down over structured bonds mis-selling
In this week’s roundup, we also look at Maybank Indonesia’s partnership with Horizon Software to expand its structured warrants business; Guotai Junan Futures joining Singapore’s derivatives market, Mariner Wealth Advisors scaling structured note investment capabilities with CAIS, and more.
15 Feb 2023
Getting to grips with Consumer Duty
The UK regulator Financial Conduct Authority (FCA) is in the advanced stages of implementing its new “Consumer Duty” directive.
30 Nov 2022
Japan Market Review, October 2022: FSA reviews regulations on structured bonds issuance
Some 74 products (including flow, excluding leverage and private banking) were added to the SRP Japan database in October.
03 Oct 2022
Japan Market Review, August 2022 – sales fall 46% MoM
Some 109 products (including flow, excluding leverage and private banking) that sold a combined JPY107 billion were added to the SRP Japan database in August.
27 Sep 2022
Japan reviews structured bonds complexity, pricing transparency
The review includes 1,662 retail structured bonds sold in the country with US$32.7 billion outstanding.
31 Aug 2018
Finland Market Review - July 2018
Three retail, two private banking and two institutional products were added to the SRP Finland database in July