Insights by Tag:

Governance

Regulation
Leonteq to pay US$10m for breaching risk management, suitability obligations

12h

Leonteq to pay US$10m for breaching risk management, suitability obligations

Finma has ordered the structured products provider to halt its existing relationships as well as new business with unregulated distributors.

Technology
SRP Europe Awards 2024: Delta Capita - technology must be scalable, adapt to products that keep evolving

15 May 2024

SRP Europe Awards 2024: Delta Capita - technology must be scalable, adapt to products that keep evolving

Delta Capita won the Best Structured Products Technology Solution with its inSPire Due Diligence platform at this year's SRP Europe 2024 awards.

Products
Leonteq refutes allegations in relation to two structures sold in France

12 Oct 2022

Leonteq refutes allegations in relation to two structures sold in France

The Swiss structured products specialist has responded to allegations in a recent media article.

Products
SRP in brief: mixed messages

19 May 2020

SRP in brief: mixed messages

In the past week, the effect on the coronavirus pandemic became clear on Spanish and Latin American banks, the latest financial institutions to announce their results. It was a mixed bag of messages.

Products
We want to bring efficiency to the issuance process, Delta Capita

11 Dec 2018

We want to bring efficiency to the issuance process, Delta Capita

Following the launch of the new structured products issuance platform Inspire Direct by technology consultant and managed services provider Delta Capita, SRP spoke to Mark Aldous (pictured), managing director responsible for the Inspire product range, about the firm’s recent performance and what makes the new platform different to what is available in the market.

Market
BNP Paribas goes beyond green as diversity and governance gain momentum

31 Oct 2018

BNP Paribas goes beyond green as diversity and governance gain momentum

The French bank has partnered with Research Affiliates in a move to expand its ESG offering and respond to demand for sustainable investments in the US market